SEBI & Listing Compliances

Listing Regulations means SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 including any modifications, clarifications, circulars, or re-enactment thereof. Listing Regulations means SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 as amended from time to time.

The summary of our services pertaining to Listing Compliances, which are broadly required for various types of Listed Companies including but is not limited to:

  • Assistance in managing IPO / FPO/ SME Listing
  • Listing/ Delisting/ Direct Listing/ Relisting of Securities
  • Registration of intermediaries with SEBI (Mutual Fund, Stock and Sub Brokers, Portfolio Managers, Venture Capital Funds, Merchant Bankers, FIIs, and other intermediaries)
  • Audits and certification under a listing agreement
  • Assistance in compliance with provisions of listing agreement
  • Assistance in compliance with various Guidelines, Rules, and Regulations issued by SEBI
  • Liaison with the office of Stock Exchanges
  • Other allied services